Small & Mid Cap Opportunities

Overview

The Small and Mid Cap Opportunities (SMCO) portfolio uses a disciplined, bottom-up process grounded in fundamental analysis, valuation, and risk awareness. The strategy invests opportunistically across the small- and mid-cap universe, with no required stocks, industries, or sectors. SMCO provides diversified exposure to small- and mid-cap equities in a single, professionally managed portfolio.

• Active Management: Experienced active management in less efficient small- and mid-cap markets can create opportunities for excess returns. The portfolio typically holds 50–75 stocks, allowing for alpha generation while managing risk.
• Risk-Aware Approach: Portfolio volatility is managed through valuation, business fundamentals, position sizing, sector and industry exposure, and factor-based considerations.
• Diversification: SMCO can help diversify equity exposure by market capitalization and style, as small- and mid-cap returns are often less aligned with large-cap returns.